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Date: 02-27-2021
Case Style:
Joe Antonio Luna v. The State of Texas
Case Number: 11-19-00036-CR
Judge: JOHN M. BAILEY
Court: Eleventh Court of Appeals
Plaintiff's Attorney: Dusty Gallivan, District Attorney
Michael Bloch, Assistant
Defendant's Attorney:
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Description:
Eastland, TX - Criminal defense attorney represented Joe Antonio Luna with a DWI charge.
The jury convicted Joe Antonio Luna of the offense of felony driving while
intoxicated as enhanced by two prior misdemeanor DWI convictions: one from 1980
and the other from 1989. See TEX. PENAL CODE ANN. §§ 49.04, 49.09(b)(2). The
State alleged two prior felony convictions for enhancement purposes. Appellant
pleaded “true” to the prior felony convictions, and the jury found both to be “true.”
The jury assessed Appellant’s punishment at confinement in the Institutional
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Division of the Texas Department of Criminal Justice for a term of forty-five years.
We affirm.
Appellant brings two issues on appeal. In his first issue, Appellant presents
an ex post facto challenge to the enhancement provision of Texas’s DWI statute. In
his second issue, Appellant challenges the sufficiency of the evidence supporting his
conviction.
In his first issue, Appellant contends that the enhancement provision of
Texas’s DWI statute violates the state and federal constitutional prohibitions against
ex post facto laws. An ex post facto claim may be raised for the first time on appeal
because a categorical prohibition from the Constitution may not be waived.
Ieppert v. State, 908 S.W.2d 217, 220 (Tex. Crim. App. 1995).
Earlier versions of the DWI statute provided that a prior conviction for DWI
could not be used for enhancement if the conviction was more than ten years old.
See Act of May 29, 1993, 73d Leg., R.S., ch. 900, § 1.01, 1993 Tex. Gen. Laws
3586, 3698; see also Act of May 29, 1995, 74th Leg., R.S., ch. 318, § 21, 1995 Tex.
Gen. Laws 2734, 2743. In 2005, the legislature eliminated the ten-year requirement,
effective September 1, 2005. See Act of May 27, 2005, 79th Leg., R.S., ch. 996, § 3,
2005 Tex. Gen. Laws 3363, 3364; see also PENAL § 49.09 (West Supp. 2020);
Pope v. State, No. 11-08-00105-CR, 2009 WL 4172905, at *1 (Tex. App.—Eastland
Nov. 19, 2009, no pet.).
Both the United States and the Texas constitutions prohibit the application of
any ex post facto law, and the same standard is applied under both provisions. U.S.
CONST. art. I, § 10, cl. 1; TEX. CONST. art. I, § 16; Grimes v. State, 807 S.W.2d 582,
586 (Tex. Crim. App. 1991). The ex post facto clauses found in both constitutions
prohibit four types of laws. They prohibit (1) laws that make an action done before
the passing of the law, and which was innocent when done, criminal and punishable;
(2) every law that aggravates a crime or makes it greater than it was when committed;
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(3) every law that changes the punishment and inflicts a greater punishment than the
law annexed to the crime when it was committed; and (4) every law that alters the
legal rules of evidence and requires less, or different, testimony than the law required
to convict the offender at the time of the commission of the offense. Carmell v.
Texas, 529 U.S. 513, 521 (2000) (citing Calder v. Bull, 3 U.S. 386, 390 (1798)). An
ex post facto analysis focuses on whether the statute assigns more severe criminal or
penal consequences to an act than did the law in place when the act occurred; it is
irrelevant whether the statutory change touches any vested rights. Grimes, 807
S.W.2d at 587 (citing Weaver v. Graham, 450 U.S. 24, 29 n.13 (1981)).
Both the United States Supreme Court and the Texas Court of Criminal
Appeals have analyzed the constitutionality of using prior convictions to enhance
punishment. See McDonald v. Massachusetts, 180 U.S. 311, 312–13 (1901);
Scott v. State, 55 S.W.3d 593, 597 (Tex. Crim. App. 2001). In McDonald, the
Supreme Court held that the enhancement statutes at issue in that case penalized the
new criminal offense; therefore, the statutes did not constitute retroactive
punishment for a former offense. McDonald, 180 U.S. at 312–13. In Scott, the Court
of Criminal Appeals, quoting McDonald, explained: “The punishment is for the new
crime only, but is the heavier if he is an habitual criminal. . . . The statute, imposing
a punishment on none but future crimes, is not ex post facto.” Scott, 55 S.W.3d at
597 (alteration in original) (quoting McDonald, 180 U.S. at 313–14).
Appellant acknowledges that several of our sister courts of appeals have
previously addressed the ex post facto issue that he presents in this appeal. Each of
these courts has held that using prior DWI convictions to enhance a DWI, even
though the prior DWI convictions occurred when the statute had a ten-year
remoteness provision, does not violate the prohibitions against ex post facto laws.
See Conelly v. State, 451 S.W.3d 471, 477–78 (Tex. App.—Houston [1st Dist.]
2014, no pet.); see also Duren v. State, No. 01-13-00103-CR, 2014 WL 5500482, at
4
*3–4 (Tex. App.—Houston [1st Dist.] Oct. 30, 2014, pet. ref’d) (mem. op., not
designated for publication); Calhoun v. State, No. 10-09-00064-CR, 2011 WL
1901981, at *2 (Tex. App.—Waco May 11, 2011, no pet.) (mem. op., not designated
for publication); Cohen v. State, No. 10-08-00385-CR, 2010 WL 199887, at *2 n.2
(Tex. App.—Waco Jan. 20, 2010, no pet.) (mem. op., not designated for
publication); Engelbrecht v. State, 294 S.W.3d 864, 868 (Tex. App.—Beaumont
2009, no pet.); Sepeda v. State, 280 S.W.3d 398, 402 (Tex. App.—Amarillo 2008,
pet. ref’d); Crocker v. State, 260 S.W.3d 589, 592 (Tex. App.—Tyler 2008, no pet.);
Saucedo v. State, No. 03-06-00305-CR, 2007 WL 1573948, at *3–4 (Tex. App.—
Austin May 30, 2007, no pet.) (mem. op., not designated for publication); State v.
Pieper, 231 S.W.3d 9, 15 (Tex. App.—Houston [14th Dist.] 2007, no pet.); Romo v.
State, No. 04-05-00602-CR, 2006 WL 3496933, at *2 (Tex. App.—San Antonio
Dec. 6, 2006, no pet.) (mem. op., not designated for publication).
Appellant acknowledges that the arguments he advances in this appeal have
been considered and rejected by the other courts. Because this court has never been
called upon to consider the question, however, Appellant asks us to examine the
issue. He invites us to come to a different conclusion: that the change in the habitual
offender provision in the DWI statute operates as an ex post facto law. We decline
Appellant’s invitation.
Appellant asserts that the temporal restriction present in older versions of the
DWI statute that limited the availability of prior convictions for enhancement
purposes constituted an explicit statutory restriction on their future use to enhance
later intoxication offenses. Thus, according to Appellant, the 2005 statute’s removal
of that time limitation results in an unconstitutional attempt to use an ex post facto
law because it increases the punishment for those prior criminal acts beyond what
the law permitted at the time of their commission. In support of this argument,
Appellant cites the Texas Court of Criminal Appeals’ opinion in Scott. 55 S.W.3d
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at 597–98. Appellant acknowledges that these same arguments based on Scott have
been considered and rejected by other courts of appeals.
In Scott, the defendant received deferred adjudication in 1991 for a charge of
indecency with a child. Id. at 594–95. At that time, the deferred adjudication statute
provided in part: “A dismissal and discharge under this section may not be deemed
a conviction for the purposes of disqualifications or disabilities imposed by law for
conviction of an offense . . . .” Id. at 595 (quoting TEX. CODE CRIM. PROC. ANN.
art. 42.12, § 5(c) as it was in effect in 1991). The defendant was later charged with
aggravated sexual assault and, by that time, the deferred adjudication statute had
been amended to allow deferred adjudication for certain sexual offenses, including
indecency with a child, to be used as a conviction for the purpose of enhancing a
later sexual offense. Id. at 595–96.
The court first noted that “[t]he resolution of criminal charges will always
carry the possibility of collateral consequences, and as long as those consequences
are not statutorily restricted, disabilities and disqualifications which the defendant
might not have anticipated may proceed from the prior cause.” Id. at 597. However,
the court went on to hold that the change in the deferred adjudication statute was an
ex post facto law because the prior deferred adjudication statute contained an express
restriction on the collateral consequences for the offense and therefore, when that
restriction was removed, the defendant’s punishment for his prior offense was
increased. Id. at 597–98.
Each of our sister courts of appeals that have ruled on this issue have
distinguished Scott because the opinion clearly stated that the prior deferred
adjudication statute contained an “express and complete restriction on the collateral
consequences of the offense and therefore, when that restriction was removed,
defendant’s punishment for his prior offense was increased.” Pieper, 231 S.W.3d at
15 (citing Scott, 55 S.W.3d at 597–98); see, e.g., Sepeda, 280 S.W.3d at 401. The
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Court of Criminal Appeals’ conclusion in Scott is based on the presence of statutory
language that expressly provided for the future consequences of a deferred
adjudication dismissal. See Scott, 55 S.W.3d at 597. The same or similar language
is not present in the prior versions of the statutes we consider here.1
See, e.g.,
Engelbrecht, 294 S.W.3d at 868.
Appellant contends that each of the prior appellate decisions regarding this
issue was wrongly decided because there is nothing textually distinguishable
between the statute examined in Scott and the DWI statute. The statute examined in
Scott provided that the prior dismissal or discharge “may not be deemed a
conviction.” Scott, 55 S.W.3d at 595. Appellant points out that the old DWI
enhancement provision used similar language: a DWI conviction “may not be used”
if it occurred more than ten years before. See former Section 49.09(e); Getts v. State,
155 S.W.3d 153, 155 (Tex. Crim. App. 2005) (quoting the former version of the
statute). According to Appellant, if the court in Scott found that the deferred
adjudication statute—using that limiting language—was an ex post facto law when
it was amended to remove the limitation, then the only proper reading of the DWI
enhancement provision is that it is also an ex post facto law because it used the same
limiting language and also was amended to remove the limitation. We disagree.
We find that Scott is distinguishable. In doing so, we agree with our sister
courts that have examined the issue. See Engelbrecht, 294 S.W.3d at 868; Sepeda,
1
We note that there was no remoteness provision in the statute applicable to Appellant’s 1980 DWI.
The applicable statute at the time was Article 6701l–2, entitled “Subsequent offense of driving while
intoxicated.” See Act of May 28, 1979, 66th Leg. R.S., ch. 682, § 3, 1979 Tex. Gen. Laws 1608, 1609,
repealed by Act of May 27, 1983, 68th Leg., R.S., ch. 303, § 3, 1983 Tex. Gen. Laws 1568, 1574–77.
Article 6701l–2 provided, in relevant part:
Any person who has been convicted of the misdemeanor offense of [DWI] . . .
shall for each and every subsequent such violation be guilty of a felony . . . .
Id. There was no additional language indicating a remoteness limitation in the statute as it existed in 1980.
See id. Even if there had been such a limitation, our analysis would remain unchanged.
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280 S.W.3d at 402; Crocker, 260 S.W.3d at 591–92; Pieper, 231 S.W.3d at 14–15;
see also Saucedo, 2007 WL 1573948, at *2–3. The statute at issue in Scott addressed
the future collateral consequences of deferred adjudication. Unlike the statute at
issue in Scott, the former ten-year limitation in the DWI enhancement provision
“was not an explicit guarantee that those convictions could not be used in the future,
but only a restriction on what prior convictions could be used to enhance [a
subsequent offense].” Pieper, 231 S.W.3d at 15. “Therefore, the 2005 changes to
the DWI enhancement statute, by removing all time limitations on the use of prior
DWI convictions to enhance current DWI charges, did not increase appellee’s
punishment for his prior convictions and is therefore not an ex post facto law.” Id.;
see Engelbrecht, 294 S.W.3d at 868 (quoting Pieper, 231 S.W.3d at 15). We agree.
This is a question that we touched upon in Pope. 2009 WL 4172905, at *1.
While we did not address an ex post facto claim in Pope, we interpreted the effect
of the 2005 amendment on a DWI committed after the effective date of the
amendment with respect to the use of prior DWIs committed before the 2005
amendment. Id.
The defendant in Pope asserted that the pre-2005 version of Section 49.09
applied to determine the effect of his prior convictions, which were more than ten
years old, because they occurred prior to the amendment that repealed the
remoteness provision. Id. We rejected the defendant’s argument on the basis that,
“[a]lthough the prior DWI convictions are elements of a felony DWI offense, the
dates of the prior DWI convictions are not.” Id. “Because the offense for which
appellant was being tried was committed after the effective date of the repeal of
former Section 49.09(e) and because the dates of the prior DWI convictions are not
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elements of the current felony DWI offense, the prior DWI convictions were
properly used to enhance appellant’s present DWI offense to a felony.” Id.
2
Appellant contends that the pre-2005 version of Section 49.09 was an
“explicit guarantee” that his 1980 and 1989 DWI convictions could not be used for
enhancement after ten years had elapsed. But under our holding in Pope, there was
no reasonable expectation that Appellant’s prior DWI convictions that were more
than ten years old could not be used in the future. Id. The remoteness provision was
located in the portion of the statute detailing the prosecution of a subsequent DWI,
and until that subsequent offense was committed, which in Appellant’s case was
2016, there should not have been an expectation of what prior convictions could be
used to enhance Appellant’s punishment. See id.
We hold that the 2005 amendment to the DWI enhancement provision did not
violate the prohibitions against ex post facto laws found in the United States and
Texas constitutions. See McDonald, 180 U.S. at 312; Scott, 55 S.W.3d at 597. We
overrule Appellant’s first issue.
In his second issue, Appellant challenges the sufficiency of the evidence
linking him to the 1980 DWI conviction. We review a challenge to the sufficiency
of the evidence under the standard of review set forth in Jackson v. Virginia, 443
U.S. 307 (1979). Brooks v. State, 323 S.W.3d 893, 912 (Tex. Crim. App. 2010);
Polk v. State, 337 S.W.3d 286, 288–89 (Tex. App.—Eastland 2010, pet. ref’d).
Under the Jackson standard, we review all of the evidence in the light most favorable
to the verdict and determine whether any rational trier of fact could have found the
essential elements of the offense beyond a reasonable doubt. Jackson, 443 U.S. at
319; Isassi v. State, 330 S.W.3d 633, 638 (Tex. Crim. App. 2010).
2
We noted in Pope that the San Antonio Court of Appeals had rejected the same contention in
Tietz v. State, 256 S.W.3d 377, 380 (Tex. App.—San Antonio 2008, pet. ref’d).
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When conducting a sufficiency review, we consider all the evidence admitted
at trial, including pieces of evidence that may have been improperly admitted.
Winfrey v. State, 393 S.W.3d 763, 767 (Tex. Crim. App. 2013); Clayton v. State, 235
S.W.3d 772, 778 (Tex. Crim. App. 2007). We defer to the factfinder’s role as the
sole judge of the witnesses’ credibility and the weight their testimony is to be
afforded. Brooks, 323 S.W.3d at 899. This standard accounts for the factfinder’s
duty to resolve conflicts in the testimony, to weigh the evidence, and to draw
reasonable inferences from basic facts to ultimate facts. Jackson, 443 U.S. at 319;
Clayton, 235 S.W.3d at 778. When the record supports conflicting inferences, we
presume that the factfinder resolved the conflicts in favor of the verdict, and we defer
to that determination. Jackson, 443 U.S. at 326; Clayton, 235 S.W.3d at 778.
In a felony DWI case, the State must prove that the accused has been
previously convicted of two DWIs. See Ex Parte Benson, 459 S.W.3d 67, 75 (Tex.
Crim. App. 2015); Flowers v. State, 220 S.W.3d 919, 921 (Tex. Crim. App. 2007);
Gibson v. State, 995 S.W.2d 693, 696 (Tex. Crim. App. 1999); see also PENAL
§ 49.09(b)(2). To establish that a defendant has been convicted of a prior offense,
the State must prove beyond a reasonable doubt that (1) a prior conviction exists and
(2) the defendant is linked to that conviction. Flowers, 220 S.W.3d at 921. “No
specific document or mode of proof is required to prove these two elements.” Id.
“Any type of evidence, documentary or testimonial, might suffice.” Id. at 922.
In general, “the proof that is adduced to establish that the defendant on trial is
one and the same person that is named in an alleged prior criminal conviction or
convictions closely resembles a jigsaw puzzle.” Id. at 923 (quoting Human v. State,
749 S.W.2d 832, 836 (Tex. Crim. App. 1988)). “The pieces standing alone usually
have little meaning.” Id. “However, when the pieces are fitted together, they usually
form the picture of the person who committed that alleged prior conviction or
convictions.” Id. “Regardless of the type of evidentiary puzzle pieces the State
10
offers to establish the existence of a prior conviction and its link to a specific
defendant, the trier of fact determines if these pieces fit together sufficiently to
complete the puzzle.” Id. If the existence of the conviction and its link to the
defendant can be found beyond a reasonable doubt, “then the various pieces used to
complete the puzzle are necessarily legally sufficient to prove a prior conviction.”
Id.
In this case, the State used three exhibits to link Appellant to his alleged 1980
DWI conviction. First, the State offered an Ector County Detention Center Prisoner
Intake Sheet. The document identifies Appellant’s name as Joe Antonio Luna; lists
his address as 816 Humble Avenue, Odessa, Texas 79761; and notes his date of birth
as February 6, 1959. The document further lists Appellant’s eye color as brown,
notes his Texas driver’s license number as 02953755, identifies his charged offense
as “Driving While Intoxicated 3rd or more,” and includes Appellant’s photograph.
Second, the State offered a certified, redacted copy of Appellant’s driving
record from the Texas Department of Public Safety. This document identifies
Appellant’s name as Joe Antonio Luna; lists his address as 816 Humble Avenue,
Odessa, Texas 79761; and notes his date of birth as February 6, 1959. This document
further lists Appellant’s eye color as brown and notes his Texas driver’s license
number as 02953755. This document references a Dawson County conviction for
Driving While Intoxicated on March 31, 1980, under cause number 000001372A.3
Finally, the State offered a certified copy of a motion to revoke probation and
a report of probation violation filed in cause number 1372A in the County Court of
Dawson County, Texas. The defendant in the case is identified as Joe Luna. The
report of probation violation indicates that the underlying charge for which probation
3
Appellant asserts that the title of the offense is not listed on the DPS driving record, but this
contention is incorrect.
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was given was Driving While Intoxicated, and the date of sentencing for the DWI is
listed as March 31, 1980.
The biographical information on the jail intake sheet matched that of the DPS
driving record. In turn, the DWI conviction information listed on the DPS driving
record matched the conviction information contained in the Dawson County court
pleadings. We conclude that the trier of fact had sufficient evidence to find beyond
a reasonable doubt that Appellant was linked to the 1980 DWI conviction alleged by
the State. See Flowers, 220 S.W.3d at 923. We overrule Appellant’s second issue.
Outcome: We affirm the judgment of the trial court.
Plaintiff's Experts:
Defendant's Experts:
Comments: