Please E-mail suggested additions, comments and/or corrections to Kent@MoreLaw.Com.

Help support the publication of case reports on MoreLaw

Date: 08-09-2021

Case Style:

United States of America v. ERMOND OVERTON

Case Number: 20-2129

Judge: Gregory A. Phillips

Court: UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT

Plaintiff's Attorney:

Defendant's Attorney:


Denver, CO - Criminal defense Lawyer Directory


Description:

Denver, CO - Criminal defense lawyer represented defendant with a one count of bank robbery charge.



“Robbing a bank saved my life.” R. vol. 2 at 43. Or at least that’s how Overton
puts it. For him, the robbery was his only chance at safety from the people who had
been following him for over a year, trying to kill him.1

Beginning in December 2016, Overton reported to police that a man with a gun
was following him. He even set fire to his own apartment, allegedly to force out a
couple who he believed was threatening him and causing others to follow him. But,
according to Overton, nothing seemed to shake his followers off his tracks.
Later that month, with his imaginary pursuers on his tail, Overton fled from
Albuquerque, New Mexico, to Austin, Texas, where his mother and two brothers
lived. Overton’s brother reported that Overton showed up at his door stating that
1
Because the district court granted the government’s motion in limine to
exclude references to Overton’s persecutory delusions during trial, we draw our facts
pertaining to his mental illness primarily from the district court’s memorandum
opinion and order and the presentence investigation report.
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 2
3
someone was after him. Yet, even in Texas, Overton believed that his supposed
pursuers had found him, claiming that there were people in the trees outside his
window. After a year of this behavior, Overton’s mother asked him to leave.
On December 7, 2017, just days after being asked to leave, Overton reported
three times to government officials that he was being followed, first to the
Albuquerque police department and then to security guards at a nearby state
courthouse. In his last attempt, he arrived at a federal courthouse, requesting
assistance from the security guards. They offered to call the police department or to
escort him to the bus stop. But he was unsatisfied with their offers and was desperate
for more protection. So he left.
On his way out of the courthouse, Overton requested a pen and paper. On the
paper he wrote, “Give me all your money I have a gun.” Id. vol. 4 at 105. He
informed the guards that he was going across the street to rob a bank and that they
would “hear[] from him soon.” Id. vol. 2 at 109; id. vol. 4 at 251. Overton testified
that he thought showing the note to the guards would cause them to “stop [him] from
going to commit that crime and give [him] the protection that [he] wanted.” Id. vol. 4
at 252. But when that didn’t work, he walked across the street to Wells Fargo Bank.
The courthouse guards phoned the police after seeing him walk into the bank.
Inside the bank, Overton got in line to speak with a bank teller. When his turn
came, without saying a word, he put the note on the teller’s counter. The teller read
the note and was understandably frightened. She noticed that one of Overton’s hands
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 3
4
was hidden from view and that he carried a bag across his chest. His expression was
“[s]erious.” Id. at 108.
Believing that Overton had a gun, the teller gave him all the money in her
till—$896. Overton put the money in his pocket, slowly leaving the bank. He
testified that he had nowhere to go, but the bank teller saw him walking down the
street toward the federal courthouse.
Soon the police arrived and arrested him. Police searched his belongings and
found $896 in cash. But they never retrieved a gun. Later, in an interview with the
FBI, Overton waived his Miranda rights and confessed to robbing the bank. He
explained that he was just trying to seek help to escape his pursuers. His stories were
never corroborated, and it was later determined that he was a diagnosed paranoid
schizophrenic suffering a persecutory delusion2
at the time of the robbery.
II. Procedural History
In 2017, a federal grand jury charged Overton with one count of bank robbery
in violation of 18 U.S.C. § 2113(a).
Before trial, defense counsel proposed that a psychologist, Dr. Christine
Johnson, testify as an expert about Overton’s psychological condition. For the court’s
consideration, Dr. Johnson created a report detailing Overton’s psychological history
as well as her own evaluation of his mental condition. She noted that by Overton’s
2
As stated by the defense’s psychologist, Dr. Christine Johnson, “[t]he nature
of persecutory delusional thinking is such that the belief in danger, although
irrational, is firmly held and not amenable to reasoning.” R. vol. 2 at 27–28 (citation
omitted).
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 4
5
own account, he had previously been prescribed several psychiatric medications,
including drugs for psychotic behavior, depression, and anxiety. He also regularly
took Adderall, a “highly addictive” drug typically used to treat Attention Deficit
Hyperactivity Disorder, for which Dr. Johnson found no record of a prescription.
R. vol. 2 at 39. Further, she reported his prior diagnoses of “paranoid schizophrenia,”
“bipolar disorder,” “methamphetamine use disorder,” “psychosis—meth induced,”
and “antisocial personality disorder traits.” Id. at 40–41.
In conducting her own analysis, Dr. Johnson acknowledged that Overton’s
psychological symptoms might have been complicated by his use of stimulant drugs.
In fact, she noted that for the night before the robbery, Overton reported having
stayed up all night to smoke methamphetamine and still being “amped up” the day of
the robbery. Id. at 42–43. And she observed that leading up to the robbery, Overton
had experienced sincere “persecutory delusions involving persons involved with the
cartel.” Id. at 44–45. She also noted that at the time of the robbery, Overton was
“desperately looking for protection from law enforcement” because he was
“convinced that his life was in danger.” Id. at 48. Dr. Johnson ultimately diagnosed
Overton with a “chronic psychotic mental disorder combined with a substance
abuse/addiction problem.” Id. at 48. But she separately noted that “there were
indications that [Overton] was exaggerating some psychiatric symptoms (e.g.,
psychosis) during [the] interview, and also in testing.” Id. at 45.
The government objected to the defense’s use of evidence about Overton’s
psychological condition at trial—including Dr. Johnson’s testimony. It argued that a
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 5
6
defendant’s reasons for committing a crime “are factors that go to punishment rather
than to guilt or innocence” and that this evidence should instead be considered at
sentencing. Id. vol. 1 at 69. The court agreed. Though acknowledging that
“Defendant’s belief was a persecutory delusion,” the court noted that evidence of
Overton’s mental condition wasn’t relevant to the commission of this general intent
crime, nor could it be used to support a duress defense. Id. at 85, 91, 94–95.
Accordingly, it excluded this evidence at trial. The case proceeded and a jury
convicted Overton in March 2020.
At sentencing, the court calculated an advisory imprisonment range of 51 to 63
months, based on a total offense level of 22 and a criminal-history category of III.
Overton requested a downward variance based on his mental-health condition and Dr.
Johnson’s conclusions. He argued that his paranoid delusions drove the crime,
diminishing any need for deterrence or retribution. To that end, he argued that he
lacked intent to intimidate anyone at the bank, he didn’t carry a weapon, and he
cooperated with law enforcement’s investigation.
After considering Overton’s arguments, the district court declined to vary
downward and sentenced him to 63 months’ imprisonment, followed by 3 years of
supervised release. In issuing its sentence, the district court noted that it considered
all the factors under 18 U.S.C. § 3553(a), including “the seriousness of the offense;
promoting respect for the law; just punishment; deterrence; protecting the public; and
providing adequate care, treatment, or training for Mr. Overton.” Id. vol. 4 at 397.
And in doing so, it determined that a 63-month sentence was “sufficient but not
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 6
7
greater than necessary to promote the goals of sentencing.” Id. Overton appealed, and
we have jurisdiction under 28 U.S.C. § 1291.
DISCUSSION
Overton presents one issue on appeal: whether his 63-month sentence is
substantively unreasonable given his persecutory delusions. “[S]ubstantive
reasonableness addresses whether the length of the sentence is reasonable given all
the circumstances of the case in light of the factors set forth in 18 U.S.C. § 3553(a).”
United States v. Huckins, 529 F.3d 1312, 1317 (10th Cir. 2008) (internal quotation
marks and citation omitted). We review the reasonableness of the district court’s
sentencing decision under an abuse-of-discretion standard, meaning that we reverse
only if the sentence “exceeded the bounds of permissible choice,” or was “arbitrary,
capricious, whimsical, or manifestly unreasonable.” United States v. Barnes, 890
F.3d 910, 915 (10th Cir. 2018) (internal quotation marks and citations omitted). In
conducting this review, “[w]e may not examine the weight the district court assigns
to various § 3553(a) factors, and its ultimate assessment of the balance between
them, as a legal conclusion to be reviewed do novo.” United States v. Smart, 518
F.3d 800, 808 (10th Cir. 2008). And because the sentence is within the Guidelines
range, we presume that it is reasonable. United States v. Blair, 933 F.3d 1271, 1274
(10th Cir. 2019) (citation omitted).
In imposing a sentence, a court must consider the seven statutory factors set
forth in § 3553(a). Two factors are at issue here. These factors have been summarized
as follows:
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 7
8
1. The nature and circumstances of the offense and the history and
characteristics of the defendant; [and]
2. the need for a sentence to reflect the seriousness of the crime, deter
future criminal conduct, prevent the defendant from committing more
crimes, and provide rehabilitation.
Barnes, 890 F.3d at 915 (citing 18 U.S.C. § 3553(a)(1–2)).
Overton raises several complaints about how the district court handled these
factors: first, that the nature of the robbery was “comparatively non-serious”; second,
that Overton’s mental-health history of “persecutory delusions substantially
mitigate[d] his culpability”; and third, that his high-end sentence can’t be justified on
grounds of protecting the public. Appellant’s Opening Br. at 8–11. The government
counters that these arguments “fail[] to show how the district court’s sentence
‘exceeds the bounds of permissible choice.’” Appellee’s Br. at 9 (citing United States
v. Chavez, 723 F.3d 1226, 1233 (10th Cir. 2013)). We agree. We therefore conclude
that the district court acted within its discretion in imposing Overton’s 63-month
sentence.
I. Seriousness of the Robbery
Overton first argues that in considering the “nature and circumstances of the
offense,” § 3553(a)(1), his robbery was relatively “non-serious” compared to other
bank robberies. Appellant’s Opening Br. at 8. For support, he points out that during
the robbery he wasn’t armed, he didn’t hurt anyone, and he peacefully took the
money and exited the bank. And he notes that after completing the robbery, he
voluntarily cooperated with law enforcement and confessed.
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 8
9
As a preliminary matter, Overton defines the “spectrum” of comparator bank
robberies too broadly, to include even those bank robberies that involved a dangerous
weapon. See id. (noting that the robbery was “comparatively non-serious,” in part,
because “Overton was not armed”). Yet bank robberies involving the possession or
brandishing of a dangerous weapon receive an additional three offense levels (five
levels for a firearm)—an enhancement that Overton didn’t receive. See U.S.S.G.
§ 2B3.1(b)(2)(C), (E). Thus, because his lack of a firearm was already factored into
his sentencing range, it does little to support his claim that he committed a
comparatively “non-serious” robbery.
Even still, Overton contends that unlike his own robbery, other unarmed bank
robbers often create danger by assaulting, terrorizing, or kidnapping others. He notes
that he did none of these things. But this doesn’t make the district court’s conclusion
unreasonable. Indeed, Overton in his note advised the teller that he had a firearm:
“Give me all your money I have a gun.” R. vol. 4 at 105. And the teller testified that
one of Overton’s hands was hidden from view as he stood at the counter and that he
had a bag strapped across his chest. Unsurprisingly, the teller took him at his word
and believed his note to be true. The mere threat of a weapon inflicted danger to all
the bank patrons and workers involved. See United States v. Metzger, 233 F.3d 1226,
1228 (10th Cir. 2000) (noting that even in the context of unarmed bank robberies,
“[i]t is plain that [t]he violent nature of the offense of bank robbery carries with it the
inherent prospect that someone could be injured in the robbery or its aftermath”
(second alteration in original) (internal quotation marks and citation omitted)).
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 9
10
And to the woman working as the teller, the robbery was extremely serious,
leaving her with lasting effects. During the robbery, she feared for her life, sincerely
wondering whether she or a patron would be shot or even whether she’d see her
family again. Even nearly two-and-a-half years later, the teller stated that she is
coping with the trauma, explaining that she is “suspicious” of new faces that she
doesn’t recognize at the bank. Id. vol. 2 at 112. Overton’s benign, yet unknown,
subjective intent meant little to a woman who reasonably feared for her life. For these
reasons, the district court was under no obligation to view Overton’s robbery as
“comparatively non-serious” in its sentencing decision.
II. History of Mental Illness
In considering the “history and characteristics of the defendant,” § 3553(a)(1),
Overton contends that his mental illness substantially mitigates his culpability. He
argues that his persecutory delusions were “unquestionably real” and that it was his
deathly fear of his pursuers that drove him to make the “desperate but ill-considered
decision to rob the bank.” Appellant’s Opening Br. at 9. And because his mental
illness was the ultimate motivator for his behavior, he says that punishment would do
little to deter or rehabilitate him.
Though we agree that a defendant’s mental illness could justify a downward
variance, we disagree that the court’s contrary decision in this case “exceeded the
bounds of permissible choice.” Barnes, 890 F.3d at 915 (internal quotation marks and
citation omitted). At bottom, Overton requests that we assign more weight to this
§ 3553(a) factor than did the district court. But “the weight a district court assigns to
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 10
11
various § 3553(a) factors, and its ultimate assessment of the balance between them,”
is not a legal conclusion that we review de novo. Smart, 518 F.3d at 808. “The
sentencing judge is in a superior position to find facts and judge their import under
§ 3553(a) in the individual case. The judge sees and hears the evidence, makes
credibility determinations, has full knowledge of the facts and gains insights not
conveyed by the record.” Gall, 552 U.S. at 51 (citation omitted). Here, the district
court received detailed briefing about Overton’s mental-health status. And in
“review[ing] . . . all of the information provided,” it determined that the 63-month
sentence “[was] appropriate and sufficient, but not greater than necessary to promote
the goals of justice and the goals of sentencing.” R. vol. 4 at 398.
It’s true that the district court acknowledged that Overton was experiencing a
sincere “persecutory delusion.” Id. vol. 1 at 85 (footnote omitted). But the district
court had reason to give more weight to other § 3553(a) factors. After all, Overton’s
choice to engage in a serious crime cannot go unnoticed. Added to that, his several
prior convictions—including an attempted armed bank robbery—suggest that he
posed a large risk to society.3
And even if we agreed with Overton’s argument, “[t]he
fact that the appellate court might reasonably have concluded that a different
sentence would be appropriate is insufficient to justify reversal of the district court.”
Gall, 552 U.S. at 51. Overton has failed to demonstrate that the district court’s
3
We needn’t consider the government’s argument that Overton’s delusions
could be attributed in part to his history of drug abuse. Regardless of the source of
his delusions, the district court recognized that they were sincere, but nonetheless
attributed more weight to other § 3553(a) factors.
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 11
12
decision was outside the “range of reasonable sentences.” United States v. MartinezBarragan, 545 F.3d 894, 904 (10th Cir. 2008) (citation omitted).
III. Protecting the Public
Overton alleges that his high-end sentence can’t be justified on grounds of
protecting the public under § 3553(a)(2)(C). He argues that his previous convictions
are “dated” and have little bearing on the future risk he poses to the public.
Appellant’s Reply Br. at 4; Appellant’s Opening Br. at 11. But his argument again
falls short.
To start, his previous convictions, though “dated,” still matter. By his own
account, he has been incarcerated off and on “for approximately 26 years since age
18.” R. vol. 2 at 121. Previously, he was sentenced to 90 months’ imprisonment for
his involvement in an attempted armed bank robbery together with 60 consecutive
months for facilitating a crime of violence. Overton admitted to being the
“mastermind” of that robbery and a string of others, stating that as a gang leader, he
personally recruited other gang members to rob banks. Id. at 115. And in that
robbery, a bank patron was shot twice in the leg.
Following Overton’s release, he was sentenced to another 36 months’
imprisonment for failing to comply with his supervised-release conditions. Back in
prison, Overton used a sharpened metal object to stab another inmate that was
bullying him. That earned him an additional 46 months for possessing a prohibited
weapon in prison.
Appellate Case: 20-2129 Document: 010110545036 Date Filed: 07/07/2021 Page: 12
13
We acknowledge that many of his offenses occurred when he was younger.
But due to their violent nature and the risk of harm they posed to the public, we don’t
doubt the sentencing judge’s concerns. What’s more, Overton’s choice to commit the
instant offense presented a severe danger to the public. United States v. Lewis, 628
F.2d 1276, 1279 (10th Cir. 1980) (declaring that bank robbery is “so unambiguously
dangerous to others” (internal quotation marks and citation omitted)). It was therefore
reasonable for the judge to impose a high-end sentence on grounds of Overton’s risk
to the public.
In short, though Overton’s mental health makes this case unique, “the
uniqueness of the individual case . . . does not change the deferential abuse-ofdiscretion standard of review that applies to all sentencing decisions.” Barnes, 890
F.3d at 916 (alteration in original) (citation omitted). Taken as a whole, the district
court acted within its discretion in imposing a 63-month sentence that was
“sufficient, but not greater than necessary to promote the goals of justice and the
goals of sentencing.” R. vol. 4 at 398.

Outcome: We AFFIRM Overton’s sentence

Plaintiff's Experts:

Defendant's Experts:

Comments:



Find a Lawyer

Subject:
City:
State:
 

Find a Case

Subject:
County:
State: