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Date: 07-15-2022

Case Style:

Wagstaff & Cartmell, LLP v. Neal R. Lewis

Case Number: 21-2266

Judge: Smith

Court: United States Court of Appeals for the Eight Circuit on appeal from the Western District of Missouri (Jackson County)

Plaintiff's Attorney:



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Defendant's Attorney: Neal R. Lewis and Kirk Rahm

Description: Kansas City, Missouri civil litigation lawyers represented Plaintiff, who sued Defendant seeking a declaratory judgment.


Wagstaff & Cartmell, LLP (Wagstaff) filed a declaratory-judgment action against attorney Neal R. Lewis, seeking a declaration that Wagstaff owed nothing to Lewis for any work on a wrongful death lawsuit or, in the alternative, a determination of the amount it owed to Lewis. Lewis filed counterclaims against Wagstaff, including a counterclaim under the theory of quantum meruit. After adjudicating several procedural motions, the district court[1] entered judgment in Wagstaff's favor. On appeal, Lewis argues that the district court erred in (1) denying his motion to dismiss for lack of subject-matter jurisdiction (R. Doc. 42); (2) denying his motion for leave to dismiss counterclaims without prejudice and motions for leave to file his second amended answer (R. Doc. 57 and 97); (3) denying his motion to dismiss the declaratory-judgment action without prejudice under the abstention doctrine (R. Doc. 97) and motion to reconsider the denial of that dismissal motion (R. Doc. 153); and (4) denying, in part, his motion to alter or amend the judgment or, in the alternative, relief from judgment (R. Doc. 166).

In 2010, Dr. Charlisa Allen filed a wrongful death lawsuit in federal district court in Arizona following the death of her husband. See Allen v. Am. Cap. Ltd., No. 2:16-cv-02876-JAT (D. Ariz.). Allen retained Lewis as counsel in the lawsuit.

Four years later, Allen contracted with Wagstaff to actually litigate the wrongful death lawsuit. The contract limited the scope of Wagstaff's representation to pursuing a "claim against the manufacturers of Heparin only for injuries and damages arising from the wrongful death of [Allen's] husband." R. Doc. 74-1, at 1. The contract did not mention Lewis; instead, it referred only to Wagstaff's potential employment of other counsel. Wagstaff served as lead plaintiff's counsel in the wrongful death lawsuit.

In 2014, Lewis twice e-mailed Jonathan P. Kieffer of Wagstaff, proposing that he and Wagstaff enter some sort of co-counsel arrangement in which they share representational responsibilities and fees. Wagstaff, however, never responded to these requests.

During the litigation, Wagstaff never employed Lewis or retained him for any legal services in relation to the wrongful death lawsuit. Wagstaff and Lewis never entered into a written agreement for division of fees in the wrongful death lawsuit, nor did Lewis ever enter into a written agreement providing that he and Wagstaff would assume joint responsibility for the wrongful death lawsuit. At no time did Allen and Lewis enter into a written agreement providing for the division of fees and responsibilities between Lewis and Wagstaff. Furthermore, Lewis and Wagstaff never entered into an oral fee-splitting agreement. In fact, "there was never any meeting of the minds regarding fee-sharing between [Lewis] and Wagstaff." R. Doc. 71-5, at 8. Lewis, however, maintains that he did consult on some discovery issues and review filings made in the wrongful death lawsuit. But he admitted that Wagstaff had done the "bulk of the heavy lifting" in the wrongful death lawsuit. Id. at 4.

On January 22, 2018, Allen terminated her attorney-client relationship with Lewis. The federal district court in Arizona granted Lewis's application to withdraw as counsel for Allen.

On March 18, 2018, the parties in the wrongful death lawsuit reached a confidential settlement, and the case was dismissed with prejudice. Upon learning of the dismissal, Lewis began demanding payment of his purported attorney's fee from Wagstaff.

Outcome: Affirmed.

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