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Date: 09-13-2022
Case Style:
Texas Department of Public Safety v. R. C.
Case Number: 01-20-00399-CV
Judge: Rivas-Molloy
Court:
Court of Appeals For The First District of Texas
On appeal from 157th District Court
Harris County, Texas
Plaintiff's Attorney: Jeanine Hudson
Amanda Morrison
Brent Burpee
Defendant's Attorney:
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Description:
Houston, Texas – Criminal Defense lawyer represented defendant with a petition for expunction of all records of his arrest for the offense of driving while intoxicated.
On March 12, 1993, Appellee R.C. was arrested for driving while intoxicated,
a Class B misdemeanor (“DWI-1st”). He pleaded guilty and was convicted and
sentenced to two years’ probation.
On May 5, 2018, Appellee was arrested a second time for driving while
intoxicated (“DWI–2nd”). See TEX. PENALCODE §§ 49.04(a), (d). Appellee pleaded
not guilty, and his case proceeded to a jury trial. The jury acquitted Appellee of the
2018 DWI–2nd charge on August 28, 2019.
On October 3, 2019, Appellee filed a petition to expunge the records of his
2018 DWI–2nd arrest based on the acquittal. He attached a copy of the judgment of
acquittal which identifies the charged offense as “DWI 2ND.” The Department filed
an original answer and general denial in which it asserted that Appellee was barred
from expunging records relating to his arrest for the 2018 DWI-2nd because he was
previously convicted of DWI in 1993, and both offenses arose out of the same
1 See TEX. PENAL CODE § 49.04(b) (stating driving while intoxicated is punishable as
Class B misdemeanor “[e]xcept as provided by Subsections (c) and (d) and Section
49.09”); id. § 49.09(a) (stating DWI is punished as Class A misdemeanor “if it is
shown on the trial of the offense that the person has previously been convicted one
time of an offense relating to the operating of a motor vehicle while
intoxicated. . .”).
3
criminal episode. The Department attached copies of the 1993 judgment, the
complaint and information in the 2018 DWI–2nd case identifying Appellee’s 1993
DWI in an enhancement paragraph, and the judgment of acquittal for the 2018 DWI–
2nd.
After a hearing, the trial court ordered the expunction of all records and files
relating to Appellee’s 2018 arrest for the DWI–2nd charge. The Department filed a
timely appeal.2
The Expunction Statute
A defendant does not have a constitutional right to expunction. Ex parte K.T.,
645 S.W.3d 198, 201 (Tex. 2022). Expunction is a “statutory privilege.” In re State
Bar of Tex., 440 S.W.3d 621, 624 (Tex. 2014) (orig. proceeding); In re Expunction
of M.T., 495 S.W.3d 617, 620 (Tex. App.—El Paso 2016, no pet.) (holding
expunction is “a statutory privilege,” not constitutional or common-law right).
2
In his expunction petition, Appellee identified the following agencies as respondents
who may be in possession of records and files related to his 2018 DWI-2nd: the
Houston Police Department, the Texas Department of Public Safety, the Harris
County District Attorney’s Office, the Harris County Pretrial Services, the Federal
Bureau of Investigation, and the Department. In addition to the Department, the
Harris County District Attorney’s Office also filed an original answer and general
denial. The District Attorney’s Office, however, is not appealing the order granting
expunction and is not a party to this appeal. Nonetheless, the expunction order
applies equally to all agencies subject to the order, regardless of whether they made
an appearance in the trial court or filed an appeal.
4
The statutory requirements for expunction are set forth in Article 55.01 of the
Texas Code of Criminal Procedure. Article 55.01 allows a person who has been
arrested for commission of either a felony or misdemeanor to have all records and
files relating to the arrest expunged if the person is tried for the offense for which he
was arrested and acquitted, “except as provided by Subsection (c).” TEX. CODE
CRIM. PROC. art. 55.01(a)(1)(A). Subsection (c) of Article 55.01 states:
A court may not order the expunction of records and files relating to an
arrest for an offense for which a person is subsequently acquitted . . . if
the offense for which the person was acquitted arose out of a criminal
episode, as defined by Section 3.01, Penal Code, and the person was
convicted of or remains subject to prosecution for at least one other
offense occurring during the criminal episode.
Id. art. 55.01(c).
Section 3.01 of the Texas Penal Code defines “criminal episode” as the
“commission of two or more offenses, regardless of whether the harm is directed
toward or inflicted upon more than one person or item of property, under the
following circumstances:
(1) the offenses are committed pursuant to the same transaction or
pursuant to two or more transactions that are connected or
constitute a common scheme or plan; or
(2) the offenses are the repeated commission of the same or similar
offenses.
TEX. PENAL CODE § 3.01. The only role Penal Code Section 3.01 plays in a civil
expunction proceeding is “to delineate whether a ‘criminal episode’ exists.” Ex
parte K.T., 645 S.W.3d at 204; see also Ex parte R.P.G.P., 623 S.W.3d 313, 316
5
(Tex. 2021) (“Expunction is a civil remedy governed by Article 55.01 of the Texas
Code of Criminal Procedure.”).
When the State invokes the statutory exception to expunction set forth in
Subsection (c) of Article 55.01, the State must establish that a “criminal episode”
has been formed pursuant to Penal Code Section 3.01, and that the acquittal at issue
“arose out of” that “criminal episode.” Ex parte K.T., 645 S.W.3d at 202. Thus,
“[t]o block the expunction of [an applicant’s] arrest records, the State must show the
‘commission’ of at least two offenses to establish a criminal episode.” Id. at 206
(emphasis in original); see also TEX. PENAL CODE § 3.01.
Discussion
While this appeal was pending, the Texas Supreme Court issued its opinion
in Ex parte K.T., 645 S.W.3d 198 (Tex. 2022), which is dispositive of the current
appeal. In that case, K.T. and C.F. had both been convicted of one charge of driving
while intoxicated (“DWI”) and then acquitted of a second DWI charge several years
later.3
Id. at 201. Following acquittal of the second charge, both K.T. and C.F. filed
petitions to expunge all records relating to the arrests for their acquitted charges. Id.
3 Ex parte K.T. and Ex parte C.F. are separate and unrelated appeals that the Texas
Supreme Court consolidated for briefing and argument. Ex parte K.T., 645 S.W.3d
198, 201 (Tex. 2022); see also Ex parte Ferris, 613 S.W.3d 276 (Tex. App.—Dallas
2020), aff’d sub nom., Ex parte K.T., 645 S.W.3d 198 (Tex. 2022); Ex parte K.T.,
612 S.W.3d 111 (Tex. App.—Fort Worth 2020), aff’d, 645 S.W.3d 198 (Tex. 2022).
6
The respective trial courts granted the expunctions and the State appealed arguing
K.T. and C.F. were not entitled to expunction because the first DWI conviction and
the second DWI acquittal formed a “criminal episode” and the DWI acquittal “arose
out of” that criminal episode. See id.; see also Ex parte Ferris, 613 S.W.3d 276, 282
(Tex. App.—Dallas 2020), aff’d sub nom., Ex parte K.T., 645 S.W.3d 198 (Tex.
2022); Ex parte K.T., 612 S.W.3d 111, 114 (Tex. App.—Fort Worth 2020), aff’d,
645 S.W.3d 198 (Tex. 2022).
The question presented in Ex parte K.T. was “whether, as a matter of law, a
single conviction and a single acquittal are legally sufficient to establish a ‘criminal
episode’ under Penal Code § 3.01.” Id. at 202. The Supreme Court concluded they
are not. The Texas Supreme Court reasoned that an acquittal, by its very nature,
means that “the State did not meet its burden to show that K.T. and C.F. committed,
did, performed, or perpetrated the offense of driving while intoxicated beyond a
reasonable doubt.” Id. at 203. Applying the ordinary meaning of “commission,” the
Court held that because K.T. and C.F. were acquitted of the second DWI charges
against them, those offenses had not been “committed” for purposes of Penal Code
Section 3.01. See id. (defining “commission” as “act of committing, doing, or
performing; act of perpetrating. . . .”); id. at 205 (stating “an acquittal cannot be
leveraged into forming a criminal episode because an acquittal does not qualify as
the “commission” of an “offense.””) (emphasis in original). The Court thus held
7
that because a “criminal episode” requires the “commission of two or more
offenses,” the combination of one conviction and one acquittal is legally insufficient
to establish a “criminal episode” for purposes of expunction. See id. at 202; see also
id. at 206 (“Without the acquitted charges, the State has only one offense for each
respondent, which is legally insufficient to form a ‘criminal episode.’”).
As in Ex parte K.T., the Department in this case presented evidence that R.C.
was convicted of a DWI-1st in 1993, and acquitted of a DWI-2nd in 2019. Because
the Texas Supreme Court held in Ex parte K.T. that an acquittal does not qualify as
a committed offense for purposes of Penal Code Section 3.01, the Department did
not meet its burden to establish the formation of a “criminal episode.” Id. at 202.
Thus, as a matter of law, the statutory exception to expunction under Article 55.01(c)
does not apply and R.C. was entitled to have the records and files relating to his
arrest on the DWI-2nd charge expunged.
We overrule the State’s challenges to the order of expunction pursuant to Ex
parte K.T.
Outcome: We affirm the trial court’s order granting expunction.
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Defendant's Experts:
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