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Date: 08-20-2021
Case Style:
United States of America v. LUIS ALBERTO AYALA-LANDOR
Case Number: 19-1907
Judge: Michael Boudin
Court: United States Court of Appeals
For the First Circuit
Plaintiff's Attorney: W. Stephen Muldrow, United States Attorney, Mariana E. BauzáAlmonte, Assistant United States Attorney, Chief, Appellate
Division, and Gregory B. Conner, Assistant United States Attorney,
on brief.
Defendant's Attorney:
Description:
Boston, MA - Criminal defense lawyer represented defendant with being a felon in possession of a firearm charge.
Luis Alberto Ayala Landor
("Ayala") was arrested at the Plaza del Sol shopping center in
Bayamón, Puerto Rico.1 When police officers asked if he had a
firearm, he admitted that he had put a pistol in his companion's
purse. Because he had previously been convicted of a felony, he
was charged with being a felon in possession of a firearm, 18
U.S.C. § 922(g)(1). He pled guilty. His Guidelines Sentencing
Range ("GSR") was thirty-seven to forty-six months in prison. The
district judge sentenced him to sixty months. Ayala now appeals
from his sentence.2
On this appeal, Ayala first argues that the sentencing
judge based his sentence on unreliable information: specifically,
a description in the presentence report ("PSR") of a juvenile
burglary conviction in Puerto Rico court. He claims the district
court erred when it relied on the PSR to state:
Mr. Ayala began his involvement with the law since the
age of 17, when he was convicted as a minor for burglary.
He entered a residence illegally and stole jewelry. He
was sentenced to 36 months of imprisonment. His
1 He had been identified as a suspect in an unrelated murder
investigation.
2 Ayala raised two procedural objections below: First, he
argued that an upward variance based in part on his criminal
history was unjustified because his criminal history score is
already factored into the GSR. Second, he claimed that the
district court failed to consider certain mitigating factors. But
although he mentions these arguments in his issue headings on
appeal, he does not develop them in his brief. We consider both
arguments waived. United States v. Zannino, 895 F.2d 1, 17 (1st
Cir. 1990).
- 3 -
probation was revoked, and he served a total of 20 months
of imprisonment.
Ayala did not object to the PSR below. Assuming this
argument is not waived, our review of his claim that the
description is unreliable is for plain error. See United States
v. Severino-Pacheco, 911 F.3d 14, 20 (1st Cir. 2018). There is no
reversible error. To see why, one needs to understand more
precisely the nature of the claim he is now making, which rests on
caselaw that has nothing whatever to do with the facts before us.
The doctrine rests on a case called Shepard v. United
States, which holds that in order to determine whether a past
conviction qualifies a defendant for sentencing under the Armed
Career Criminal Act, the court may only rely on certain types of
documents. See 544 U.S. 13, 16 (2005). Ayala claims that the
description in the PSR of his burglary conviction is not reliable
because it was not drawn from so-called "Shepard documents." But
Shepard documents are "only needed 'to determine what crime . . .
a defendant was convicted of.'" United States v. García-Cartagena,
953 F.3d 14, 21 (1st Cir. 2020) (quoting United States v. Mathis,
136 S. Ct. 2243, 2249 (2016)). The crime of conviction is not in
dispute here, and Shepard does not apply.
The applicable rule as to whether the description in the
PSR was reliable is this: "[w]here, as here, the characterization
of an offense contained in a presentence report is not disputed
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before the sentencing court, the report itself is competent
evidence of the fact stated and, thus, is sufficient proof of that
fact." United States v. Jimenez, 512 F.3d 1, 7 (1st Cir. 2007);
see also Fed. R. Crim. P. 32(f)(1). Ayala acknowledges this rule
but argues it should not apply to his burglary conviction because
it was prosecuted in juvenile court. As such, his conviction
resulted in no criminal history points, which, he contends, made
it necessary that the sentencing court look at the conduct
underlying the conviction in order to know how much weight to give
to it. Ayala, however, cites no caselaw in support of this
contention and so it must fail under plain error review.
Ayala takes another swing at the reliability argument,
this time invoking United States v. Marrero-Pérez, 914 F.3d 20,
22-23 (1st Cir. 2019). That case, and others Ayala cites, e.g.,
United States v. Díaz-Rivera, 957 F.3d 20, 26 (1st Cir. 2020),
stand for the proposition that proof of arrest is not proof of
guilt. Here, the sentencing judge considered a conviction, not a
bare arrest record -- the Marrero line of cases is inapposite.
He also argues that the district court imposed a
departure, rather than a variance, without following the correct
procedure.3 But this claim of error rests on the proposition that
3 Ayala's reasoning seems to be that the only way the judge
could have properly imposed an above-guidelines sentence based on
his past convictions is via a departure under U.S.S.G. §4A1.3.
But that is a false premise: "[A] sentencing judge may consider
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the judge imposed a departure. He didn't -- his analysis clearly
invoked the sentencing factors in 18 U.S.C. § 3553(a), which this
court has called "the hallmark of a variance." United States v.
Santini-Santiago, 846 F.3d 487, 491 (1st Cir. 2017).
Next, Ayala contends that the court failed to consider
"the need to avoid unwarranted sentence disparities among
defendants with similar records who have been found guilty of
similar conduct." 18 U.S.C. § 3553(a)(6). His only support is
that "[t]he average sentence for offenders convicted of violating
only section 922(g) but not sentenced under ACCA was 59 months"
and that "82.6% were sentenced within the guideline range." This
argument must fail: For one thing, his sixty-month sentence was
only one month above the cited average. For another, the fact
that most defendants received a within-guidelines sentence does
not mean that a modest variance was "unwarranted" in Ayala's case,
given his criminal history and characteristics.
Finally, Ayala uses these same statistics to argue that
his sentence was "greater than necessary" under 18 U.S.C.
§ 3553(a). But averages only get him so far, as sentencing judges
must "custom-tailor" each sentence to each defendant. FloresMachicote, 706 F.3d at 20. The district judge explained that
whether a defendant's criminal history score substantially
underrepresents the gravity of his past conduct" as part of a
§ 3553 analysis. United States v. Flores-Machicote, 706 F.3d 16,
21 (1st Cir. 2013).
- 6 -
because of Ayala's early involvement with the criminal justice
system, the facts of his previous convictions, and his repeated
possession of firearms, a within-Guidelines sentence would "not
reflect the seriousness of the offense, [would] not promote respect
for the law, [would] not protect the public from further crimes by
Mr. Ayala, and [would] not address the issues of deterrence and
punishment." This is a "plausible sentencing rationale and a
defensible result." United States v. Martin, 520 F.3d 87, 96 (1st
Cir. 2008).
Outcome: Affirmed.
Plaintiff's Experts:
Defendant's Experts:
Comments: